Global Relay is the leading provider of cloud-based electronic message archiving, supervision, and eDiscovery solutions for the global financial sector and other highly regulated industries. Global Relay delivers services to 18,000 customers in 90 countries, including 22 of the top 25 banks. Global Relay Archive supports, email, IM, Bloomberg, Thomson Reuters, social media, mobile messaging, and more - with mobile, Outlook and web access. www.globalrelay.com.
JRG Advisory Group will provide your firm with a complete compliance manual tailored to your business model. JRG will draft and adapt a Code of Ethics that fits your business model. As former SEC staff members JRG's mock examinations follow SEC procedure and process. JRG will test, interview and review your compliance program against current rules and regulatory expectations. In this every changing regulatory enviornment ensure that your compliance program is in line with best industry practice. Let JRG Advisory Group review your policies, procedures and overall compliance program to align with best practice and regulators' expectations. Every asset management firm is different. A cookie cutter approach to compliance is not effective. Let JRG Advisory Group plan and design your compliance program to fit your business model.