Our Whistleblower Solution:
The WhistleBlower Plus application provides clients at the firmwide level an internal solution for reporting, monitoring, and tracking violations that could otherwise be reported to the SEC as part of the Whistleblower Act.
What can your company do?
We believe the Investment Management Industry needs to protect itself against a saturation of frivolous lawsuits and investigations that could result from ongoing changes to Dodd-Frank that provide financial incentives to whistleblowers. Our product will strengthen your internal processes and provide you with the means to guard against any unnecessary or inapplicable investigations.
What your company needs:
Now more than ever your company needs to strengthen its compliance and risk management systems to answer changes and restrictions implemented in the Dodd-Frank Act. This Whistleblower provisions of the Dodd-Frank Act provide significantly greater financial incentive for individual employees to seek out and provide the SEC with information that could otherwise be addressed internally.
What our solutions provides:
* Internal Employee Reporting Technology
* Comfortable Discretion in submitting violations
* Use of Text, Photo, and Video for evidence
* Compliance Tracking and Surveillance Analytics
* An Accessable and auditable database for current and prior submitions and compliance reviews
* Auditable Evidence and Documentation
* Employee Certification System
Demonstrations:
Contact us to schedule a demo. Seeing is believing and we believe that a one hour demonstration would give us the opportunity to show you what our product does, how it can fit into your existing compliance and audit programs, and how it can assist you meeting Dodd-Frank concerns. Email demos@hboischsolutions.com
What can your company do?
We believe the Investment Management Industry needs to protect itself against a saturation of frivolous lawsuits and investigations that could result from ongoing changes to Dodd-Frank that provide financial incentives to whistleblowers. Our product will strengthen your internal processes and provide you with the means to guard against any unnecessary or inapplicable investigations.
What your company needs:
Now more than ever your company needs to strengthen its compliance and risk management systems to answer changes and restrictions implemented in the Dodd-Frank Act. This Whistleblower provisions of the Dodd-Frank Act provide significantly greater financial incentive for individual employees to seek out and provide the SEC with information that could otherwise be addressed internally.
What our solutions provides:
* Internal Employee Reporting Technology
* Comfortable Discretion in submitting violations
* Use of Text, Photo, and Video for evidence
* Compliance Tracking and Surveillance Analytics
* An Accessable and auditable database for current and prior submitions and compliance reviews
* Auditable Evidence and Documentation
* Employee Certification System
Demonstrations:
Contact us to schedule a demo. Seeing is believing and we believe that a one hour demonstration would give us the opportunity to show you what our product does, how it can fit into your existing compliance and audit programs, and how it can assist you meeting Dodd-Frank concerns. Email demos@hboischsolutions.com